arms’ length and after the close, Continental will not have any claims against the Company. This disposal of asset transaction is not considered as material transaction, as the highest value of

expenses, net claims and other underwriting expenses rose by Baht 14.16 million, Baht 6.92 million and Baht 10.18 million respectively. 1.2 Operating expenses increased by Baht 3.56 million or 5.1% due to

case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC

delivery upon exercise of conversion rights. The agreement should allow respective counterparties to settle damages claims so as to protect investors? interests and lessen possibility of litigation;4

application for change of information in Company Account to the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

No. WHAUP-CS021/2017 2 October 2017 Subject: Notification of Information Memorandum of Related Party Transaction in Relation to Share Purchase and Taking Assignment of Claims in Loan To: President

neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation

bondholders will receive repayment depends on the evidence provided to substantiate their claims and the discretion of the official receiver or the Central Bankruptcy Court in issuing further orders

their claims in one lawsuit.     -------------------------