: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the CIS Operator of the Foreign ETF or an
) _________________________________________ (company) (* The application form shall be signed either by the CIS Operator of the NRI CIS or an authorised signatory of the Operator of the NRI CIS. The person who signs shall state his/her full
1 Application for Termination of Company Account Date: ..................................................... Attn: Secretary-General The Office of the Securities and Exchange Commission (SEC Office
intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and
offices such securities company shall submit the application together with document evidence showing the details of management plan and supervision of the operation of the full-service branch offices
: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the CIS Operator of the NRI CIS or an
this day of 20 . Signature: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be
solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result. The misconducts of