การส่งข้อมูลแบบรายงานผ่านระบบ Broker Reporting System (BRS) และระบบ Net Capital Rule (NCR) ตามที่สำนักงานได้มีหนังสือเวียนที่ ธ. (ว) 85/2540 เรื่อง ขอความร่วมมือในการทดสอบระบบการ
=system_name%3AInvestor%20Alert&start=1880&rows=10 1881 - 1890 of 1,945 results Sort by: Relevance Date (Newest) Date (Oldest) ประกาศคณะกรรมการ ก.ล.ต. กลธ. 10/2562 Rule Book for Asset Management ค้นหากฎหมาย/ กฎ
fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit
questions about investment; and (6) “SEC and SME” that provides the information of SEC’s missions for SMEs and Startups. A clip on how-to-use this microsite is available at https://youtu.be/0yFCoaOBi8o. ---------------------------------------
interested persons in general before considering investing in digital assets.”In addition, SEC also publicized the “Three Risky Rides” video clip to educate and warn the public in an easily understandable
hub for prevention of financial frauds and scams.Please follow the launch of the first video clip on Monday, October 2, 2023, at 10:00 AM via SEC Thailand's social media channels: Facebook page
total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise
Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to
, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to