Bangkok, 22 September 2016 ? The SEC is seeking public comments on the Investment Governance Code (I Code), which contains guidances for institutional investors to manage investment policies and

Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities

Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules concerning offshore offering of convertible debentures to boost efficiency and provide more accurate, clear and

considered insufficient by, for example, seeking a written clarification or holding meetings with independent directors or the audit committee;   Principle 5: Institutional investors should have a clear policy

Bangkok, 1 March 2019 ?  The SEC is seeking public comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund

Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens

without collateral and to exercise their voting right at the shareholders? meeting on October 28, 2015.CIRKIT is seeking the shareholders? approval to (1) invest in 676.10 million baht worth of non

asset allocation and investment planning Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and

bonds to be offered must clearly state that the issuer is in the process of extending the payment period or is currently in default;   (2) An issuer seeking permission to issue and offer debt securities