instructed JAS to rectify those financial statements by recognizing the provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as
had to settle the purchase order before regular settlement period in order to avoid force selling. This action was considered that Wiroj failed to inform sufficient information by concealing important
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
can choose to receive their benefits in instalment after retirement, as opposed to a one-off total sum, and may choose to transfer the total benefits to a retirement mutual fund (RMF) after the PVD plan
service providers for investors to choose from to ensure good quality services that meet their needs, which would subsequently contribute to the capital market development. The draft Ministerial
providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments; (3) Service providers: Providing information on
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
securities firms? accounts were used with intent to build up trustworthiness. The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed
further cooperation. Schedule of the morning session includes panel discussions on bond market outlook, how to choose suitable fund raising activities for businesses, procedures for offer for sale bonds and