misconduct was liable to violation or failure to comply with professional duties, which is a prohibited characteristic of capital market business personnel*. The SEC has therefore revoked the approval of

Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of

the recognition of  SEC Thailand on the global stage. Currently, the IOSCO Board comprises 35 member regulators from countries worldwide.

Pacific Award under the Regulation and Supervision Awards Programme 2025, organized by The Asian Banker. This recognition highlights the SEC’s outstanding efforts in enhancing transparency and integrity in

(Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand : HK-TH MRF) เป็นความร่วมมือเพื่ออำนวยความสะดวกแก่บริษัทหลักทรัพย์จัดการกองทุน

presented to volunteers in recognition of their work that fosters good cooperate governance of Thai listed companies.  SEC Secretary-General Vorapol Socatiyanurak today presided over a ceremony in recognition

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis . Clause 2. This Notification

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board