Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and
and derivatives. The first part is under the Notification issued by the Capital Market Supervisory Board concerning the application and approval that have a characteristic of the bonds. These
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
258 of the Securities and Exchange Act or a Concert Party. 3) General Characteristic of the Transaction The Company shall purchase 80,000 ordinary shares of UWT with a par value of 10 Hong Kong Dollar
the derivatives broker is a securities company which has obtained an approval from the Office to make a derivatives trading for their own account according to the notification governing derivatives
application and supplementary documents. Clause 9. In case the derivatives broker is a securities company which has obtained an approval from the Office to make a derivatives trading for their own account
as from the date on which the Office receives the complete application and supplementary documents. Clause 9. In case the derivatives broker is a securities company which has obtained an approval from