In line with the SEC’s initiative to refine the definitions of institutional investors and the investment capital used in assessing financial standing for more appropriateness, the SEC Board has

Bangkok, January 4, 2012 ? The SEC announced today the Strategic Plan 2012 accentuating the capital market?s role as a key driver of economic growth and regional leadership in preparation for the

on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under

underscore the critical importance of robust screening of the qualifications and suitability of major shareholders.In April 2026, the SEC Board and the Capital Market Supervisory Board approved, in principle

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

remuneration, financial disclosure, the behaviour of institutional investors, boardroom practices and the functioning of stock markets. Sound corporate governance is an essential element for promoting capital

the increase in stock price or index was not a key indicator of the capital market growth, while strong corporate governance (CG) of listed companies was found to be a key factor on well-protected

fundraising process;   (5)  Cyber Resilience: To elevate the standard of cybersecurity of business operators towards cyber resilience;  (6)  Data Protection: To support stakeholders in the capital market in

opinions, analyze issues, and seek approaches to enhance the capabilities of the Thai capital market so that it remains competitive and resilient in the face of challenges, while continuing to play an

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC