Complex Type 2 Investment Consultant
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
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Facebook page ANZ-C : Unlicensed securities and derivatives business (Disclosure Date : 20/06/2022)
Facebook page "Joshua C. Davis" : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2025)