, true, and complete and will not cause any misunderstanding or material non-disclosure on the information. 11. The appraised value from the independence valuer. -None- 12. Financial Projection (If any
own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she
THB122.76 million from the same period of last year, or 993.96% increase, because loss from write-down of bought condominium for sales and expense from share-based payments. 4. Financial costs of THB14.92
. Instead, other shareholders bought the said unsubscribed portion at the price lower than book value. Despite the audit committee?s inspection on the matters, the auditor issued a disclaimer of opinion
May 2020, Mr. Tikhamporn bought LPN’s shares by using Mr. Tanat Plengsrisuk’s securities trading account prior to LPN’s disclosure of such inside information to the public on 22 May 2020, at 12:57 PM
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and