Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public
Pipat. The acts of Amorn and Pipat were deemed an dishonest breach of duties offense, an asset misappropriation and seeking unlawful benefits for themselves and their associates, causing damage to AJD
SEC Secretary-General Pornanong Budsaratragoon, along with the SEC Management Team, held the joint meeting with AIMC President Chavinda Hanratanakool and senior executives from 26 asset management
jointly committing with dishonest intent by authorizing KC to issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
Thai fund industry with focus on investors? benefits. All asset management companies will strive forward with commitment to the SEC to make further progress in the development of fund industry.?
transactions is 14.74 percent of the Company’s total asset. 5. Expected benefits to the company To maximize the benefit of this unutilized asset. The expected profit of this transaction is THB 98 million after
specified; (f) method of procuring benefits from the asset of the infrastructure business and details related to the income guarantee of the mutual fund (if any); (g) provision related to additional