neither been in SEC list of approved issuer nor submitted an application for approval to offer newly issued securities and/or digital token. Therefore, those receiving information or being solicited to
the companies’ draft financial statements were being recorded in the EY information system. They sold the securities and settled all of the derivatives contracts after the companies disclosed their
following details: (1) general Information of REIT which is name, term, date of creation and the amount of capital of REIT including name of REIT manager and name of trustee; (2) details of the circumstances
insights into sustainable investment in the capital market, and (2) “Self-protection for Well-being” zone to equip investors with information to protect themselves from investment scams. The event was held
of being overwhelmed by distracting giveaway information. Any advertisement found to be non-compliance with the guideline may be ceased or revised. In addition, asset management company or seller may
and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial statements were being recorded in the EY information system
, SEC Secretary-General also addressed issues of information disclosure and transparency, which are other important issues for listed companies. SEC has improved these issues to the point of being able
Cement Public Company Limited (SCCC). Khumsup, who at the time was a former executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with
companies while the clients’ draft financial statements were being recorded into the EY information system, and sold them out after the companies disclosed their financial statements through the SET
purchase is still subject to a number of conditions precedent under the SPA being fulfilled. Key information of the Transaction is set out below. 1. Parties Acquirer: The Bank Sellers: Standard Chartered and