: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the
, since the suspension as investment consultant is a prohibited characteristic of capital market personnel in Group 2 under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No
. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or
follows : - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chatchaifrom holding the position of director or executive at any issuing or listed
Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017
by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chai from holding the position of director or
; - a civil monetary penalty of 10,002,960.00 Baht The SEC has banned Mr. Suraphong from holding the position of director or executive at any issuing or listed companies for 2 years and 6
1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241
The SEC has banned Mr. Chitchai from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil
Penalty Committee as follows : - a civil monetary penalty of 1,635,871.25 Baht The SEC has banned Mr. Surachai from holding the position of director or executive at