submission deadline for PACE clarification of the fair value measurement of its investment 08/12/2017 PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC extends the deadline for PACE clarification of the
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in
opinions on NRF’s interim financial statements for the third quarter of 2024 because the auditor was unable to obtain sufficient, appropriate audit evidence regarding the fair value measurement of the shares
“ก้าวอีกขั้นสู่เป้าหมายการพัฒนาที่ยั่งยืนของบริษัทจดทะเบียนไทย” (Workshop on SDG-Smart Impact Measurement and Management) โดยมีวัตถุประสงค์เพื่อให้บริษัทจดทะเบียนเข้าใจถึงหลักการและความสำคัญของการบูรณาการ
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and