Management Companies (AIMC) that ?The SEC urges the associations? members to make a declaration of intent against corruption by joining the Collective Action Coalition Against Corruption Council (CAC). The CAC
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
be joining a series of panels. More than 400 participants are expected to attend the event. More information and registration for the SEC Thailand Public Conference from 1 March 2023 onwards at
without falling victim to investment frauds and scams. We are very pleased to be a part of this MOU and look forward to joining the Ministry of Education in organizing activities to support this project
parallel:(1) At domestic level, joining with relevant public and private sectors to recognize financial literacy as national agenda covering a wide range of population from those who are children, youngster
who succeeded in organizing the training courses for their staff. The first course will be held on 2nd -3rd June, 2014. Organizations and companies interested in joining the Project can apply through
alliances continue the projects to help strengthen Thai businesses nationwide, eventually contributable to sound economic fundamental and sustainable growth,? said Vorapol.For those interested in joining