international standard setters for disclosure on sustainable finance, use of technologies and digitalization for development and regulation, advancement of financial technologies, supervision to promote the
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201902/19021674.pdf E_1 Legal_FA_2015_12_29-c Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to
' Forum, organized by the Japan Financial Services Agency (JFSA). The meetings aimed to facilitate policy exchanges and support the advancement of transition finance across Asia. In her closing remarks at
, Thammasat University, on June 19, 2012.?As technology advancement tremendously changes people?s lifestyles, the SEC realizes the advantages of using technology to reach investors and the general public