Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak

แรกขึ้นไป -> credit rating investment grade ขึ้นไป ไม่จำกัดอัตราส่วน (ข้อ 57 ประกาศ สน. 24/2552) company limit ≤ 35% (ข้อ 60 ประกาศ สน. 24/2552) (เฉพาะกรณีที่มี rating เป็นไปตามข้อ 1.3) เหมือนเดิม

derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose

revise the rules to allow a person or a group of persons to hold investment units of any retail fund not exceeding one-third of the total units sold.In case of exceeding the unit holding limit as specified

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

collaboration, leading to the arrest and legal action against the individual. Consequently, the asset attachment under Section 267 has been extended until the court orders otherwise. The public can rest assured

always exercised its duties and authority strictly, covering both criminal proceedings and civil sanctions. The public can rest assured that the SEC exercises utmost discretion to enforce the law strictly

COVID-19 pandemic around the globe and measures to limit the spread of COVID-19 implemented by government in various countries together with commercial launch of Crossroads in September 2019 pressuring

suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any

การจัดสรรครั้งต่อไป (Next Allowable Limit) หมายเหตุ ขออนุมัติวงเงิน 200,000 200,000 0 300,000 รายงานการใช้วงเงิน 100,000 200,000 100,000 300,000 ขออนุมัติวงเงิน 200,000 400,000 100,000 100,000 รายงานการ