always exercised its duties and authority strictly, covering both criminal proceedings and civil sanctions. The public can rest assured that the SEC exercises utmost discretion to enforce the law strictly

Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok

first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to

oversight authority Are you currently a registered auditor in your home jurisdiction with an audit oversight authority? Yes No If yes, please state the – Name of the authority Your Registration number Contact

. Areewan Aimdilokwong, SEC Assistant Secretary-General2. Mr. Nantapong Chiralerspong, MOC Inspector General3. Ms. Pamornwan Siengsuwan, SEC Assistant Director of the Financial Reporting Oversight Department

Activities in Securities and Digital Asset Trading” and “Overview of Digital Asset Oversight.” Representatives from the Enforcement Department 1 and the Digital Asset Enforcement Department delivered the

renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international

baht. Of this, the investment value of EA shares totaled 24 million baht, accounting for 0.35 percent of the total NAV of all Thailand ESG Funds. The public can rest assured that all Thailand ESG Funds

fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the

Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor