Facebook Page ชื่อ Association HGF Gold Stocks Traders : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)

Facebook Page ชื่อ Thai Stock Trading Association : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)

Facebook Page อ้างชื่อ Stock Exchange Association : Unlicensed securities and derivatives business (Disclosure Date : 21/10/2024)

Facebook page "Gold Day Trading Association" : Unlicensed securities and derivatives business (Disclosure Date : 12/09/2025)

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...

The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of fi...

SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development of audit quality of auditors. In preparing for the amendment proposal, SEC has assigned Thailand Development Research Institute (TDRI) to study and analyze laws and mechanisms related to supervision on auditors and audit firms in the Thai capital market in comparison to foreign counterparts and to...

joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by

Facebook page "สมาคมทองคำ แห่งประเทศไทย" impersonates “Gold Traders Association” : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2024)