account between April 1, 2016 - May 4, 2016 and involves in transaction to buy PTL shares in order to assist Polyplex Corporation Limited (“PCL”), Mr. Pranay Gothati, Executive Director and representative

. The SEC is therefore conducting a public hearing on the proposed amendments. The major changes to be introduced are as follows:  (1) Specifying the process of SEC Office in assessing whether the

special audit process, which remains incomplete. Furthermore, JKN must take the results of the special audit into consideration when assessing the impact on its financial statements. The SEC has

a crowdfunding system; (2) crowdfunding must be conducted through a funding portal approved by SEC and the funding portal must have a system for assessing creditworthiness and risks of debenture

approved, SEC will begin assessing digital token offer of ICO issuers.ICO issuers must be companies established under the Thai legal jurisdiction, with clear business plan and clear rights for digital

stage, an offer for sale of ASEAN CIS will be allowed only to institutional investor and high net worth individual as they can take care of and protect their own benefit and are capable of assessing

outside the Thai capital market.  ______________________Remarks:* Sustainable and Responsible Investing fund (SRI Fund) aims to enhance disclosure on the ESG-related features of mutual funds to assist

information  regarding the executives’ compensation , financial statements,  related-party transactions and  use of proceeds, and will assist the evaluation of  capabilities of securities issuers to be

key sections :          (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for

) categorizing type of the client ; (3) assessing suitability for investment in or entering into a transaction of capital market products ; (4) considering ability of the client to perform in respect of servicing