director with power of management to the position of director without power of management, it shall be deemed that the securities company has already obtained the approval from the SEC Office. In this regard
position which is not manager whose period of approval shall expire on 31 December 2011. Clause 4. This Notification shall come into force as from 16 November 2011. Notified this 3 rd day of November 2011
Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
resignation from the position, etc. (UNOFFICIAL TRANSLATION) 3 Clause 5 Upon termination of the approval for the appointment of director or executive of a derivatives business operator, the derivatives business
of the management company or any equivalent position called otherwise who take the highest responsibility in the line of work relating to capital markets if such person obtain approval to be listed in
Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20 of
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC
Mr. Amorn Sapthaweekul Mr. Amorn Sapthaweekul, at the time of the incident, held the position of Director and Vice Chairman of the Board of Directors of Energy Absolute Public Company Limited ("