on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

) strengthening the confidence in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 SEC public hearing on draft amendment to approval for paperless filing of mutual funds Fund Approval and Management

Bangkok, February 12, 2016 ? The SEC is seeking public comments on draft amendments to the principles and regulations on granting of approval for marketing agents of private funds (PF) and

application and registration fees for asset management companies, and (3) consider approving these funds by an auto-approval scheme.

of mutual funds Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies

135-1 Application for an Approval of Custodian of Private Funds   10. Report/Form (Notification of Securities and Exchange Commission) Checklist: Documents for an Approval for Custodian of Private Fund

in the short-term, the calculation of the capital to accommodate the digital https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8398 SEC public hearing on draft amendment to approval for paperless

, e.g., exposure to high default risk, low return rate, unclear usage of funds, and non- transparent approval of transaction.  The purchase of DEVA shares, a company with unstable financial status, and JJ

/hearing. Stakeholders and interested parties are welcome to submit https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6263 SEC public hearing on draft amendment to approval for paperless filing of mutual

on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing