The Securities and Exchange Commission (SEC), in collaboration with the Principles for Responsible Investment (PRI) and the Asia Investor Group on Climate Change (AIGCC), organized an in-depth

16 May 2025 at the Crime Suppression Division, Bangkok.   Furthermore, the SEC places importance on integrating in-depth data from the private sector for use in investment threat surveillance

, for further in-depth investigation.  Remark:* SEC News No. 134/2025, headlined: “SEC issues warning about blocking access to Bybit, 1000X, CoinEx, OKX, and XT.COM platforms on 28 June 2025 to protect

BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would

total from all Thai retail investors.       Comments: 3. Minimum disclosure requirements: To tackle the problem of asymmetric information between ICO issuers and investors, and to ensure that key

retirement savings more than the minimum estimate of 3 million baht**.” The SEC has therefore proposed guidelines for amending the Provident Fund Act B.E. 2530 (1987) to increase PVD efficiency in

affect our customers. Early warning sign monitoring will trigger actions of responsible departments to assess impacts on affected customers and KBank by conducting in-depth analysis and stress testing

registered capital of digital asset exchanges, brokers and dealers;  (2) Revision of the Net Capital (NC) rules as follows:  (a) Minimum NC requirement : a minimum value of 25 million baht for business

competitiveness in the international market; the collection criteria would be simplified in appropriate proportion to the business size and volume of each type of intermediaries. In any case, minimum and maximum

Bangkok, February 3, 2011 - The SEC is seeking public comments to relax regulations on minimum IPO period and registration of assets in case of general mutual fund to facilitate more flexibility for