The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs), and emphasize HRDD throu...
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), the Thai Investors Association (TIA), and the Faculty of Law, Chulalongkorn University, co-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation of the Securities and Exchange Act, ensuring their protection and avenues for redress. Mr....
The Securities and Exchange Commission (SEC), in collaboration with the Investment Banking Club and the Stock Exchange of Thailand (SET), organized a seminar titled “Enhancing IPO Standards: Key Issues and Challenges” under the Strengthening Corporate Governance of Listed Companies Initiative. The seminar aimed to reinforce the role of financial advisors as gatekeepers in preparing companies for IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among su...
The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), co-organized a training session titled “SDG Guidebook for Thai Listed Companies and SDG Impact Standards, Class 2.” This training aimed to educate participants on SDGs, SDGs-IMM (Impact Measurement and Management), and the importance of sustainability in business operations, enabling listed companies to apply these principles in their operational processes and integrate them...
The Securities and Exchange Commission (SEC), in collaboration with the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (TFAC), organized a seminar for auditors on issues and case studies related to the accounting and auditing of IPO and listed companies, featuring presentations by representatives from the SEC. The sessions covered perspectives and practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO...
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), Mr. Anek Yooyuen, Deputy Secretary-General, together with executives and staff, participated in a royal volunteer activity to provide public service in honor of Her Majesty Queen Sirikit The Queen Mother on the auspicious occasion of Her Majesty Queen Sirikit The Queen Mother’s Birthday Anniversary on 12 August 2024. The activity involved cleaning and improving the areas around drainage canals along...
The Securities and Exchange Commission (SEC), in collaboration with CFA Institute and CFA Society Thailand, conducted training on the topic “Understanding the Impact of Sustainability on the Value and Performance of Companies; Integrating Climate-Related Risks and Opportunities into Equity Analysis and Valuation.” The training aimed at promoting investment analysts’ knowledge and understanding of the integration of ESG factors, especially climate change, into securities research papers to provid...
The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP) in Thailand and the International Organization for Migration (IOM), co-organized a workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human rights in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs)...
Prof. Pornanong Budsaratragoon, Ph.D., Secretary-General of the Securities and Exchange Commission, Thailand (SEC Thailand), delivered the opening remarks at a webinar titled, “Sustainability Reporting: Global Trends and Implications for Investment Analysis,” co-hosted by the SEC, CFA Institute and CFA Society Thailand. The event was designed for capital market stakeholders, particularly investment analysts. Guest speakers included representatives from the International Sustainability Standards...
The Securities and Exchange Commission (SEC), in collaboration with the Information System Audit and Control Association – Bangkok Chapter (ISACA Bangkok Chapter), the Thailand Information Security Association (TISA), and the Institute of Internal Auditors, Thailand (IIAT), co-organized a panel discussion on cybersecurity for risk management and IT audit personnel of business operators in the capital market. The event themed “GRE-2AT Clinic Forum for Capital Market 2025” aimed to promote the dev...