Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
Reporting Person : - | Type of securities : - | Date of reporting obligation : 06/01/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/02/2016
Reporting Person : - | Type of securities : - | Date of reporting obligation : 27/02/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 18/07/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 29/12/2014