SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy
investigation, has been appointed to the position as from 1 February 2024.As the Thai capital market regulator, the SEC emphasizes the importance of regulating securities issuers and actively promotes awareness
without any regulations governing the cryptocurrency. To Thailand, regulating Libra with the existing laws may be difficult. More consideration must be taken on whether or not Libra is money, who can be
copy Photocopy: 1 copy Remark: Sign to certify by the applicant - 8) Evidence of Registration with Independent Agencies Regulating Foreign Auditors (if any) Original: 0 copy Photocopy: 1 copy Remarks
Licence Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant - 11) Evidence of Registration with Independent Agencies Regulating Foreign Auditors Original: 0 copy Photocopy: 1 copy
Directors and Executives dated 23rd April 2010. 2nd Group Characteristics [ ] Yes [ ] No (1) I have been denounced by the authority regulating financial institutions or have been tried in any criminal
doubtful accounts were Baht 135.8 billion or 7.0 percent of loans. In terms of capital, in September 2017 the Bank of Thailand (BOT) announced the guidelines for identifying and regulating Domestic
exchanges in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO). Clause 4 For the purpose of regulating securities brokerage business undertaken by a
/2553 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Securities or Investment Units (No.2) dated 1 February 2010. 3 Clause 4 For the purpose of regulating