by commercial banks and  banks established under specific laws, but limited to those with investment grade* credit rates or support rating**, as the case may be, including government-guaranteed banks

instrument; (3) In case of money borrowing through concurrent offerings of newly issued debenture and REIT units, specify the amount and proportion of the debenture allocated to the seller, distributor

time period shall not exceed 5 business days from the day the investment units are repurchased. (4) include in the subscription form or purchase order a statement that once an investor is allocated with

Notification: (1) the terms “foreign securities” and “allocated quota” shall have the same meanings as such definitions as specified in the Notification of the Capital Market Supervisory Board concerning rules

recently been issued. Essentially, an equity issuing company is required to comply with the following provisions:   (1) the equity to be allocated to various persons must be segregated clearly based on the

based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular

for the investment fund allocated to two affiliates ? Sport Event International Inc. and Global Legend Series Ltd. Services Ltd. ? even though there had been an indication that the value of the

Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies. Such conduct was

interest guaranteed by the Ministry of Finance, and bills issued by the Bank of Thailand. For further details of this public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=961

allocated to existing shareholder. The entitle shares is set on July 6, 2018 (the Record Date). The first allotment will be allocated to the existing shareholders at the ratio of 4 existing ordinary shares