the risks of such investment or transactions. Clause 36 For the purpose of considering ability of a client to perform in respect of servicing agreement, an intermediary shall consider received
delegate to examine or verify the correctness of the portion of income the fund received under the agreement and to submit reports or relevant information to the management company for the purpose of tracing
is the contracting party to set up a mechanism for the management company or its delegate to examine or verify the correctness of the portion of income the fund received under the agreement and to
Loan Agreement, Pledge Agreement and MOU with Mr. Khomwit Boontumrongkit and has already received the first instalment payment of Baht 5,550,000 from Mr. Khomwit Boontumrongkit. In this regard, Mr
from the date of receiving notification from the company. It appears that Mrs. Phanna Chumbuathong received a notice from the company on June 27, 2019, but did not respond to the company within the
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives
. Phuthitorn Tamthum acted with acknowledgment or pursuant to a mutual agreement to allocate roles among themselves in trading securities in a manner that misled the public regarding the price or trading volume
purchase agreement of Thai Plaspac Public Company Limited (TPAC) securities among MODERN, the major shareholder of TPAC, (Securities Seller), and the Lohia family group (Securities Purchasers). Subsequently
about the sale and purchase agreement of Thai Plaspac Public Company Limited (TPAC) securities among Modern ,the major shareholder of TPAC, (Securities Seller) and the Lohia family group (Securities