) “ ” “ derivatives” 1. derivatives 2. derivatives “ CIS” 1. 2. CIS “ ” 270 “B/E” (Bill of Exchange) “benchmark” “CIS operator” 1. . 2. CIS “concentration limit” “counterparty limit” “CRA” (Credit Rating Agency) 5 5
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory
รายที่ได้รับการจัดอันดับความน่าเชื่อถือ (rating) หรืออันดับความน่าเชื่อถือสนับสนุน (supporting rating) แล้วแต่กรณี ที่อยู่ในอันดับที่สามารถลงทุนได้ (investment grade) รวมถึงธนาคารที่รัฐบาลเป็นประกัน และ
by commercial banks and banks established under specific laws, but limited to those with investment grade* credit rates or support rating**, as the case may be, including government-guaranteed banks
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
USD 350 million or not exceed Baht 11,073 million1. The Company and/or its subsidiary may be required to enter into agreement with financial institutions relating to the borrowing of loans, giving
materially affect investors’ investment decision such as 1. serious damages 2. changing in issuer’s objects or the nature of business 3. events of default 4. entering into an agreement entrusting other persons