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Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5936

SEC suspends a capital market investment consultant

Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5706

SEC suspends a capital market investment consultant

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5774

Investor Alert : Facebook page "Market News"

Facebook page "Market News" : Unlicensed digital asset business (Disclosure Date : 14/01/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0046&CaseYY=2569

Investor Alert : Facebook page "Gold Market Education"

Facebook page "Gold Market Education" : Unlicensed securities and derivatives business (Disclosure Date : 23/03/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0287&CaseYY=2569

Investor Alert : Facebook page "Golden Market View"

Facebook page "Golden Market View" : Unlicensed securities and derivatives business (Disclosure Date : 30/03/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0311&CaseYY=2569

Investor Alert : Facebook page "Golden Market Focus"

Facebook page "Golden Market Focus" : Unlicensed securities and derivatives business (Disclosure Date : 31/03/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0316&CaseYY=2569

Investor Alert : Facebook page "Learn Gold Market"

Facebook page "Learn Gold Market" : Unlicensed securities and derivatives business (Disclosure Date : 01/04/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0320&CaseYY=2569

Investor Alert : Facebook page "Market Signals View"

Facebook page "Market Signals View" : Unlicensed securities and derivatives business (Disclosure Date : 01/04/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0322&CaseYY=2569

Investor Alert : Facebook page "Golden Market Structure"

Facebook page "Golden Market Structure" : Unlicensed securities and derivatives business (Disclosure Date : 02/04/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0333&CaseYY=2569