Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the Securities and Exchange Act B.E. 2535 (1992
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital
Attributed to the stakeholders with non-controlling capability in subsidiary companies 17.85 4.97 12.88 259.03 Service income for the year As of December 31, 2017 and December 31, 2016, the Company and its
e-service Online Submission See canceled document Derivatives Advisors >> Capital Adequacy Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification of the
exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying
ในการจัดพอร์ตการลงทุนแบบออนไลน์โดยใช้โปรแกรมคอมพิวเตอร์ (robo-advisors) นางทิพยสุดา ถาวรามร รองเลขาธิการ ก.ล.ต. กล่าวว่า ในปัจจุบัน ก.ล.ต. ทั่วโลกต่างปรับตัวรองรับความก้าวหน้าทางเทคโนโลยี โดยนำนวัตกรรม
Securities and Exchange Commission Kor Thor. 4/2561 Maintenance of Capital of Investment Advisors and Derivatives Advisors 17/01/2018 01/04/2018 Notification of the Office of the Securities and
Mr.Yingyong Nilasena, directors and advisors, together with members of the Shareholders’ Proxy Volunteer Club, to discuss collaboration in developing and enhancing the protection of shareholders’ and