Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
แบบคำขอรับความเห็นชอบให้บริการ Wealth Advisor
Special Extension for Approved Status of Auditor, Financial Advisor and Compliance
แบบคำขอรับความเห็นชอบเปลี่ยนแปลงระบบงาน Wealth Advisor
Registration of Derivatives Business Operator In the Category of Derivatives Advisor
financial advisor (IFA) in the event of major changes; 2. Allow the remaining shares from a preferential public offering (PPO)* to be offered for sale through PP (equivalent to right offering (RO)) to give
Approval of Financial Advisors and their Scope of Work (No. 2) B.E. 2551 (2008) dated 29 September 2008. Clause 3 In this Notification: (1) “financial advisor” means a financial advisor according to Clause 4
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor
Financial Advisory Company Limited as an Independent Financial Advisor to present and make the opinion on the investment in IGEN Engineering Co., Ltd. ("IGE"), which is considered as an Acquisition