undertaking of business as securities broker, securities underwriting, prevention of using inside information, takeover, issuance and offer for sale of securities; (b) Standards of conduct, ethics and various
intermediary established in foreign jurisdiction for providing services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the
such assets, and for internal control to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for
the followings, are or will be at the ready: (a) Systems for separating mutual funds’ assets from those of the fund supervisor’s, for attending and safekeeping of such assets, and for internal control
will be Baht 3,682,000 advanced deposit on the agreement date and will pay the rest, Baht 33,138,00 within November 2, 2018. 5. Total value of assets acquired and the basis used to determine the value of
director” means any person who is responsible for the operation of a department within the company; “Company” means any limited company or public limited company and shall include any juristic person
or authorized to make decisions on the company’s operation on behalf of the board of directors; “Department director” means any person who is responsible for the operation of a department within the
authorized to make decisions on the company’s operation on behalf of the board of directors; “Department director” means any person who is responsible for the operation of a department within the company
higher than the PFA’s assessed fair value of 359 million baht and the internal rate of return (IRR) is lower than OTO’s cost of equity and cost of capital. Moreover, the proposed investment of 150 million
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients