the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
. The comments and suggestions gathered from the public hearing were taken into consideration when the SEC reviewed the proposed principles, the draft amendments and other related issues. The SEC is now
capital market, as well as to allow stakeholders and business operators to voice their concerns and give comments and/or suggestions. The materials gathered from this event will be taken into consideration
Industry Consultative Panels, and gathered comments on and recommendations for the Roadmap. A representative from the United Nations Development Programme (UNDP) also shared insights on the Guiding
Rapee Sucharitakul said: ?These amendments are important to the promotion and development of the Thai capital market. We have taken into consideration the comments and suggestions gathered from the public
relevant issues, challenges and case studies from many countries in the region. Starting from October 29, the two-day event has gathered more than 150 policy makers and delegates from public and private
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being