, guidelines, service provider supervision, risk management, and business continuity measures. However, outsourcing does not discharge business operators from responsibility in the outsourced activities
legally; and (2) DA fund managers are required to keep documentation of their activities related to digital asset fund management, including documentation regarding consideration and decision making on
; (2) DA fund managers would be required to keep documentation of their activities related to digital asset fund management, including documentation regarding consideration and decision making on
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
the internal control in the organization, including creating control environment, risk assessment, control activities, information and communication, and monitoring activities. 3. Management establishes
(Organizational Control and Environment Measure) สวนที่ 2 การบริหารความเสี่ยง (Risk Management Measure) สวนที่ 3 การควบคุมการปฏบิัติงานของฝายบริหาร (Management Control Activities) สวนที่ 4 ระบบสารสนเทศและการ
at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control activities in order to prevent or minimise possible damage. In this case, the
may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control activities in order to prevent or minimise
are: whereas the fund management shall be activities which is trusted and confided by the investors, it is therefore necessary to have clear operating system in place concerning fund management. The
agencies under such laws in respect of any offense relating to unfair activities on securities trading or management in a deceitful, fraudulent or dishonest manner, or under the laws relating to money