Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which

Since the class action law came into force in 2015, the SEC has continuously publicized the information about the law to enhance knowledge and understanding of investors and interested parties

companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/05/2017

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017

an amount of 299,250.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/06/2017

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

>     - a civil monetary penalty of 1,265,000.00 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the Penal Code Civil Action Dated 16

Penal Code Civil Action Dated 16/06/2017