sandbox expires, the securities trading center shall submit the application for discontinuation of the service provision together with the accurate and complete 7 evidentiary documentation to the SEC
Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
to be insufficient for the provision of audit service to listed companies and potential fundraisers in the capital market that are expected to increase upon economic recovery. To address this issue
Thai people, provision of adequate and accurate financial knowledge and information for their proper decision-making is crucial, particularly in today’s investment world where advanced technology
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
accurate, complete, truthful and updated manner; (2) establishing a code of conduct or rules for securities transfers, pledges, securities attachments, issuance of new securities certificates and other
an efficient and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; (4
and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; 5 Amended by the