In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
specified by the SEC to allow ICO issuers, ICO portals and digital asset business operators to accept the cryptocurrencies on the list in transactions or as compensations to accommodate activities related
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re
สำนักงานสั่งพักการดำเนินธุรกิจ No records to display. Last Updated 30 April 2023 Last Reviewed 30 April 2023
สำนักงานสั่งพักการดำเนินธุรกิจ No records to display. Last Updated 8 August 2024 Last Reviewed 8 August 2024
(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section
)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch
Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders
Specified by the SEC Office: (https://publish.sec.or.th/nrs/10657s.pdf) Appendix: The Cryptocurrencies List Which ICO Issuers or Digital Asset Business Operators Are allowed to Accept as Compensations or