Mr. Attawat Rodphaet Mr. Attawat Rodphaet, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit (1) the

Mr.Tischuan Nanavaratorn Mr.Tischuan Nanavaratorn, the chairman of the board of the directors for the operation of Polaris Capital Public Company Limited ("POLAR"), shall be liable for

Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the former director and Chief Executive Officer of Zipmex Company Limited ("Zipmex"), who is responsible for the operation of Zipmex, failed to

branch office has had inappropriate manner as follows: (1) doing business in a manner which may cause damage to its clients; (2) undertaking operation in a manner which may cause disgrace to the reputation

Office at least 5 business days before the date of providing new services. 7 Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its

at least 5 business days before the date of providing new services. Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its

at least 5 business days before the date of providing new services. Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its

public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities

securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the

operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities company undertaking securities business. Investor