hereby issues the regulations on approval of auditors as follows: Clause 1 This Notification shall come into force from 1 October 2010, except Clause 10(3), which shall come into full force from 1 January

facilitate cross-border offerings of funds to the public. The scope of agreement on offerings of fund under HK-TH MRF MoU is divided into two parts as follows: 2.1 Expedited review of application for the

the scope of cooperation to facilitate cross-border offerings of funds to the public. The scope of agreement on offerings of fund under HK-TH MRF MoU is divided into two parts as follows: 2.1 Expedited

keep confidential the Username and the Password of Company Account. In the event that any other persons know and are able to log into Company Account, the SEC Office shall not be liable for any damage

Password of SEC Account. In the case where other persons know and are able to log into SEC Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any

Applicant has specified in the Application Form; 4. The Applicant shall keep confidential the Username and the Password of SEC Account. In the case where other persons know and are able to log into SEC

presentation on the topic, “Digital Transformation for the Capital Market,” highlighting SEC digital transformation that incorporates digital technologies into work processes and provides a shared

shall come into force as from 16 January 2016. Clause 2 1 In this Notification: The terms, “management company”, “mutual fund management company”, “private fund management company”, “derivatives” and

into one report). 3 In respect of convertible securities, please report the voting rights of the underlying shares reserved for conversion. 4 The percentage of the voting rights of securities shall be

units for all types and series of convertible securities (if there are several types, combine the information into one report). 3 In respect of convertible securities, please report the voting rights of