provident funds, setting up with the objective for retirement savings, from high risk exposure. This aims to allow management companies to take position as counterparties in derivatives transactions for
consultants after a hearing on the principles for revisions of approval regime was launched earlier. This aims at elevating standards of professions and allowing opportunity for the increase of new market
this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The
use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent
gratuity. In this regard, the information on wrongdoing and the application for bounty can be filed either with the SEC or the Department of Special Investigation (DSI), while the application for gratuity
, additional measure is not required at this stage.
effective by the third quarter of this year, the revised regulations of the Capital Market Supervisory Board aim to facilitate issuers and help increase corporate bond issuance.
Secretary-General said, ?With the Mizuho Bank, Ltd. pilot issuance of baht-denominated bonds in Thailand under AMBIF, bond market development in ASEAN +3 region has reached another milestone. This also
executives, and staffs who are in relations to stocks and REIT underwriting deals, from selling them for a prescribed period of time after listing. This prohibition aims to prevent conflict of interest as the
acquisitions, one of which is the investment in 67% shares of Infinite Alternative Energy Co., Ltd., which holds shares in the Rang Ngern Solutions Co., Ltd. worth approximately 5.5 billion baht. In this regard