Act B.E. 2535 (1992), namely an imprisonment for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further daily fine not exceeding 10,000 baht while the contravention
misunderstanding and subsequently an impact on the securities price or investors’ decisions on securities investment may be liable to be an offense of unfair act under the Securities and Exchange Commission Act B.E
exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
conditions. The three persons? offences were in violation of Section 243(1)(2) in conjunction with Section 244, and liable to the punishments under Section 296 of the Securities and Exchange Act B.E. 2535
Sections 244/5 and 244/6 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC therefore has filed a complaint against all 18 offenders with the ECD for consideration of further legal actions.In
Bangkok, August 9, 2012 ? The SEC defines trust as securities issuer under the Securities and Exchange Act of 1992 in order to form clearer scope of duties and responsibilities of trust, trustee and
could influence the securities price to gain unfair benefit over other persons, liable to the offenses under Section 241 of the Securities and Exchange Act B.E. 2535 (1992) and criminal penalties under
the board of directors of listed companies is obligated to perform duties with care, responsibility and honesty in accordance with Section 89/7 of the Securities and Exchange Act, the SEC, by virtue of
in agenda not included in the notice of shareholders? meeting but may later be added in the meeting.It is worth noting that the Public Limited Company Act B.E. 2535 allows shareholders with at least 1
derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 of an imprisonment up to