clients? behalf.The misconducts of Veerachai and Jakkrit were deemed interference with clients? assets in concealment, fabrication of false evidence and exploitation of investors? trading accounts to seek
portal. Apparently, in 2014, there was a drastic growth of fund raising through crowdfunding worldwide worth about 6 billion US dollars. The SEC supervises equity-based crowdfunding where investors? fund
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
investment, (2) investor education focusing on informing existing investors of financial products, risk profile and investors? right protection, and (3) sophisticated investor education focusing on higher risk
this case, the SEC revoked his approval and barred him from serving as capital market personnel for two years.Vasant Thienhom, SEC Deputy Secretary-General said that "Investors must not authorize or
member jurisdiction to offer CIS constituted and authorised in that jurisdiction ("ASEAN CIS") to retail investors in other member jurisdictions under a streamlined authorization process. The signatories
indicating unsuitability to be personnel in the capital market business. The SEC strongly urges investors to regularly review their mutual fund unitholding reports and banking account statements
the US which triggered anxiety among global investors, the worse-than-expected US economic figures, and the Federal Reserve’s monetary policy perspectives, especially concerns over low US inflation
transaction to the Stock Exchange of Thailand (the “SET”) pursuant to the Acquisition and Disposition Notifications; and (2) notify the information in writing to the shareholders of the Company within 21 days
. Top 10 Major Shareholders(@24 Mar 2022) Share % 1. บริษัท BTS GROUP HOLDINGS PLC. 2,033,425,452 36.22 2. บริษัท Thai NVDR Company Limited 404,917,544 7.21 3. SOUTH EAST ASIA UK (TYPE C) NOMINEES LIMITED