SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a
who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities
care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for
by the client to take care of the trading account and inform the client after the trades were executed. Meanwhile, {A}, a head of the marketing team, admitted that he was informed by {B} that the
filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the
Company taking into account of reasonableness on the date of ownership transfer and registration of lease of the first period and depending on the negotiation with financial creditors as well as the
securities underwriter as prescribed in Clause 5 or a person as prescribed in Clause 6 would be able to subscribe such securities by complying with the following conditions; (a) in the book building process
person as prescribed in Clause 6 would be able to subscribe such securities by complying with the following conditions; (a) 7 in the book building process, the bidding price proposed by the underwriter
866.1 million, decreased by 15.7% from the relaxation of the required provision to financial institutions to allocate to reserve account for principal repayment of the Financial Institution Development