clients or outstanding transactions. ______________________Remarks: Relevant law and regulations are as follows: - Paragraph 3 of Section 19 of the Emergency Decree on Digital Asset
significant misunderstanding about any information related to THG in a manner likely to affect the price of securities or investment decisions regarding the securities, in violation of Section 240 of the
report the disclosure of related information under Section 56 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Additionally, the rectified financial statements and the rectified reports must be
services liable to be an undertaking of digital asset business in the category of digital asset exchange without license, which is deemed a violation or a failure to comply with Section 26 of the Emergency
(2021), for instance, vulnerability assessment and penetration test; (6) Strengthen the third-party management section by expanding the scope to include service providers or business partners having a
After STARK had failed to prepare and submit its financial statements for the year 2022 within the specified period as required by law, the SEC, by virtue of Section 58 of the SEA, instructed the
principles in Section 77 of the Constitution.“On the occasion of the 28th anniversary, SEC has implemented the Regulatory Guillotine scheme that aims to revise regulations in all aspects for the Thai capital
SEC. Mr. Andrew Byrne, Economic and Prosperity Plan Advisor of the British Embassy in Thailand said: “The awareness of risks from climate, which will significantly affect business section, is an
which are divided into six parts. The summaries of the essence are as follows: (1) amends the definition of “Securities” in Section 4 to cover other investment products that have substance like
estimated number of visitors used in the projection was not disclosed.By virtue of Section 58(1) and (2) of the Securities and Exchange Commission B.E. 2535 (1992), the SEC therefore instructed PACE to