imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares

investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from

Determination regarding Definition of Institutional Investor and High Net Worth Investor. “client” means user of an intermediary’s services. “Stock Exchange” means the Stock Exchange of Thailand. “derivatives

1 At JSP 012/2561(OOP) March 27, 2018 Subject Notifications of the connected transaction regarding the receipt of financial assistance, Adjustment of Directors To The President, The Stock Exchange of

1 At JSP 60/12/04 December 26, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance. To President The Stock Exchange of Thailand The Board of

1 At JSP 60/12/04 December 26, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance. (Revise) To President The Stock Exchange of Thailand The Board of

1 No. CC20180504ELE May 15, 2018 Subject Report of the Resolutions of Board of Directors’ Meeting No.2/2018 To President The Stock Exchange of Thailand The Board of Directors’ meeting of Cal-Comp

of term, Adjustment of Executive Directors To The President, The Stock Exchange of Thailand The Board of Director’s Meeting No. 8/2018 of J.S.P. Property Public Company Limited, held on June 14, 2018

1 At JSP 076/2561 (OOP) July 11, 2018 Subject Notifications of the connected transaction-borrowing from connected person To The President, The Stock Exchange of Thailand The Board of Director’s

1 At JSP 076/2561 (OOP) July 11, 2018 Subject Notifications of the connected transaction-borrowing from connected person (Revise) To The President, The Stock Exchange of Thailand The Board of