Independent Director of an Intermediary   03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be

6. Notification of the Office of the Securities and Exchange Commission  SorThor. 7/2557 Rules on Appointing Independent Director of an Intermediary   03/06/2014 01/07/2014 7. Notification of the

Market Supervisory Board   85/2552    03/08/2009 01/09/2009     6. Notification of the Office of the Securities and Exchange Commission  SorThor. 7/2557 Rules on Appointing Independent Director of an

Securities and Exchange Commission Ref: The letter no IR010/2020 stated that to the notification of resolution of Board of Director meeting, schedule of the 2020 Annual General Meeting of Shareholder, Dividend

qualification and prohibited characteristics of director and executive of securities company; “manager of infrastructure fund” means infrastructure fund manager and fund manager; “infrastructure fund” means

director or executive in any securities issuing company or securities company for a period of 79 months;                        (4) The offender, Peerapun, is suspended from trading securities or

the SEC in the amount of 1,052,733 baht each. Additionally, Satit is prohibited from trading securities or derivatives for 33.5 months, and from serving as director or executive of any securities

committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director

ตลอดจนเป็นกลไกสร้างโอกาสในการทำหน้าที่กรรมการให้แก่สตรีที่มีศักยภาพและคุณสมบัติเหมาะสมในการเข้าอบรมหลักสูตรพื้นฐานสำหรับกรรมการ “Director Certification Program (DCP)” ของ IOD โดยผู้ที่ผ่านหลักสูตร DCP

and adequately throughout the period of participating in the regulatory sandbox ; (b) assessing and managing potential risks from service provision; (c) having procedures for communicating and providing