Exchange Commission governing establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund management company” means a securities company licensed to undertake
establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund management company” means a securities company licensed to undertake securities business in the
pursuant to the Notification of the Office of the Securities and Exchange Commission governing establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund
addition, there is no reasonable ground to believe that the applicant has any deficiency or is not appropriate regarding control and sound business conduct; (3) being able to maintain capital funds and set
operation of investment management of funds only if the outsource operator is an affiliated company or financial institution; (10) investing abroad for funds only if it is necessarily for operating business
trading of securities or derivatives; (9) back office operation of investment management of funds only if the outsource operator is an affiliated company or financial institution; (10) investing abroad for
funds; 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Khor. 40/2547 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not
) the Government Pension Fund; (11) provident funds; 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Khor. 40/2547 Re: Rules, Conditions and Procedures for Securities