Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
23(1) and (4) and prohibited characteristics of personnel in the capital market business under Clause 31(1) and (5) of No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the
. They must render services and perform duties honestly in compliance with professional standards and codes of conduct. On the other end, investors themselves must strictly abide by trading regulations
activities of digital asset business operators, emphasizing compliance with regulations for offering services related to digital assets and sale promotional activities. Business operators must not engage in or
conducted a public hearing on this matter in January 2026.The SEC has therefore issued the relevant regulations* and published them in the Royal Gazette. The SEC notifications take effect on 4 March 2026
Office (AMLO), would issue interim guidance for digital asset business operators, in the meantime as AMLO prepares to issue regulations under the Anti‑Money‑Laundering Act. Following coordination with
the record date of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropriate and necessary within the scope of laws
Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the Office of the Securities and Exchange Commission hereby issues the following regulations
regulations: Clause 1 This Notification shall come into force as from 1 January 2015, except the following Clauses: (1) Clause 12(4), which is related to arrangement of agreement between clients and derivatives