risk adjustments, not less than the specified amount; (2) Net Capital Ratio (NCR), which is the ratio of NC to general liabilities (total liabilities and financial derivative liabilities minus special
-General to the Prime Minister for Political Affairs, who held a special lecture on “Social Enterprises as Foundation towards Sustainable Development” on Monday 16 September 2019 at the Centra by Centara
Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The
depend on the investigation under the authority of the Department of Special Investigation, the filing of action by the public prosecutor, as well as the discretion of the court of justice, respectively
of the Department of Special Investigation, the Governor of the Bank of Thailand and the Secretary-General of the SEC. With consent of the Civil Penalty Committee to commence the civil penalty
Special Investigation (DSI) for manipulating prices of 12 securities during 2008-2010.With referral from the Stock Exchange of Thailand on irregular trading condition of 12 securities, the SEC probed into
Committee imposed a separate fine of 999,999.99 baht. (3) RCI price manipulation: The SEC, on December 28 2010, filed a criminal complaint against Adirek Umbangtalad with the Department of Special
อรีน พร็อพเพอร์ตี้ จำกัด (บ.แทนเจอรีน) ซึ่งเป็นบริษัทลูกของ POLAR ที่เป็นหนี้บริษัท ซิมบา จำกัด (บ.ซิมบา) และเป็นหนี้ที่ ก.ล.ต. สั่งให้ POLAR จัดทำรายงานการตรวจสอบเป็นกรณีพิเศษ (special audit) ในการนี้
Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited
Bangkok, January 14, 2016 ? SEC Secretary-General Rapee Sucharitakul today announced the SEC Strategic Plan 2016-2018 to stakeholders from all sectors, placing a special focus on well-balanced and